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Want to practice some free ICMA SOFQ exam questions? You can study the following ICMA SOFQ exam online questions. Killtest provides 50 Q&As for ICMA SOFQ exam, which has been proven effective in the SOFQ exam preparation. Besides, you can get full payment fee refund if you fail SOFQ exam by using Killtest SOFQ practice exam questions. Ready? Go!

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ICMA SOFQ Online Practice Exam Questions

The questions of SOFQ were last updated on Apr 26,2024 .

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Question#1

The Clearstream Group includes:

A. The ICSD 'Clearstream Banking Paris' and the NSCD 'Clearstream Banking Munich'
B. The ICSD 'Clearstream Banking Brussels' and the NCSD 'Clearstream Banking Berlin'
C. The ICSD 'Clearstream Banking Luxembourg' and the NSCD 'Clearstream Banking Frankfurt'
D. The ICSD 'Clearstream Banking Amsterdam' and the NSCD 'Clearstream Banking Luxembourg'

Question#2

The type of organisation that provides securities underwriting services is known as a

A. Investment bank
B. Insurance company
C. Commercial bank
D. Pension fund

Question#3

Thefollowing is an inaccurate statement:

A. Warrants have a variable exercise price
B. Warrants are exercisable by the warrant holder
C. Warrants will expire if not exercised by the expiry date
D. Warrants are detachable from the original security

Question#4

The following are examples of money market instruments:

A. Zero coupon bonds and Floating-rate notes
B. Convertible bonds and Mortgage-Backed Securities
C. Fixed-rate bonds and Step-up bonds
D. Commercial Paper and Certificate of Deposit

Question#5

The date on which a securities trade is intended to settle is:

A. The actual settlement date
B. The contractual trade date
C. The value date
D. The trade date

Exam Code: SOFQ
Q & A: 50 Q&As
Updated:  Apr 26,2024

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